Céline Germond-Duret1
Graduate Institute of International Studies, Geneva
duretc5@hei.unige.ch
ABSTRACT
Since the end of the 1940s, North-South
relations took place in part within the framework of the
aid regime. In this context, many development projects have
been implemented by bilateral or multilateral actors, and
notably by the World Bank, which is a leading institution
in this field.
The specialized literature as well as donors have much looked into the effects of these projects
in terms of efficiency. However, the negative externalities
of this kind of foreign interventions have until recently
given rise to far less debate within the academic literature,
despite the alarm signals formulated by activists who are
aware and witness that development interventions can sometimes
do more harm than good.
Among criticisms of this type, some claim that development projects can be disastrous for the
environment or can be socially unfair, but also that they
can have negative impacts on indigenous peoples living where
the project is implemented. Indeed, development projects
can hurt these populations by modifying their environment,
by resettling them, or by encouraging them to adopt a different
lifestyle. In this respect, it is interesting to note that
among the complaints that have been lodged with the World
Bank Inspection Panel, near half of them mention problems
affecting indigenous peoples.
Through our analysis of some of these cases, our paper shows that the North possesses a real power
of destabilization which operates through development interventions
and can particularly affect indigenous peoples. The asymmetry
of power in the process of decision making between the “interveners”
and the indigenous peoples can result in the implementation
of projects affecting these populations in an unfortunate
way. Being confronted to development projects that disrupt
their habits and are not in accordance with their values,
indigenous peoples can lose their marks, and their identity
can be threatened, leading to the destabilization of their
social organization and creating tensions between those
strongly attached to their traditional livelihood and those
seduced by a “modern” model of development.
Introduction
At the end of the 1940s, the world has been divided between developed
and under-developed countries. The origin of the distinction
between these two categories and the official and public
apparition of the concept of “under-development” is indeed
attributed to President Truman’s discourse on the state
of the Union in 1949 2.
Some people compare this discourse with a religious sermon, where salvation
is promised to the ones who are handed over to sin and death
if they do not conform to the requirements of the faith
(Rist, 2001: 21), others simply condemn this distinction
between the developed and the under-developed world: “underdevelopment
began, then, on January 20, 1949. On that day, two billion
people became underdeveloped. […] They ceased
being what they were […] and were transmogrified into an
inverted mirror of others’ reality” (Esteva, 1992: 7). However,
these ideas did not appear suddenly that day, they were
already in the air; in this way, according to Escobar, when
in 1948 the World Bank (hereafter the WB) rated countries
as poor if their per capita income was below 100$,
then two thirds of the world population became poor: “that
the essential trait of the Third World was its poverty and
that the solution was economic growth and development became
self-evident, necessary, and universal truths” (Escobar,
1995: 24). It is in this context that the development aid
regime was born, leading to a large amount of aid projects
and programmes until today.
Even if development assistance benefits from a large amount of literature,
studies on its consequences generally deal with efficiency
and not so much with unexpected and harmful effects. However,
negative externalities of development assistance are a reality,
as we can see for example from studies on the impact of
structural adjustment programs (Cornia et al, 1987; Mosley,
1992; Reed, 1996). We also find studies showing that development
interventions’ impacts can take part in a “conflictual dynamic”,
influencing the emergence or intensification of conflicts
within a given society, like in the case of the Rwandan
genocide (Andersen, 2000; Storey, 1999; Uvin, 1999).
Esman looked more generally at the link between development assistance and the
emergence and prevention of ethnic conflicts (Esman, 1997).
According to him, the reticence of development aid agencies
to consider the social impact of their interventions is
responsible for the failure of many development projects
and would even have inflicted suffering on weak and vulnerable
populations. Development aid can produce changes that can
increase the hostility between ethnic communities; this
is the case if the aid benefices are, or are perceived as,
systematically in favour of a particular community. In this
case, aid can exacerbate an ethnic conflict or precipitate
violence. Then, for Esman, ethnic factors need to be taken
into consideration to decrease the probability of emergence
of an internal conflict.
Muscat devoted a book to the possible impacts of aid on conflicts,
through various case studies (Muscat, 2002). He presents
several cases of conflicts where aid has either not done
anything to prevent the situation of violence, or is responsible
for the violence. Among other examples, he notes the case
of Pakistan where, during the sixties, the World Bank and
other agencies have concentrated the aid in the west of
the country, where the perspectives of development appeared
better; this contributed to a growing resentment in the
east, which was perceived as lacking economic potential.
It follows that there is often talk of impacts not on a society as
a whole, but on a specific group of population; hence, we
can imagine that the type of group concerned has an importance,
and that effects could be different depending on the type
of group. In our study, the precise group of population
on which we work are indigenous peoples, and the specific
problem that can occur is a destabilization of the community.
1. Indigenous peoples: indicating a
transformative power
The number of people belonging to an indigenous group is estimated
at 300 million, distributed in about 70 countries. We chose
to work on this category of peoples because of their particularities;
indeed, it is interesting to work on these groups, as a
strong indication of a transformative power of development
interventions on groups who are, almost by definition, not
integrated into the dominant development model.
Our research could lead to a broader reflection on the way development
is implemented and imposed. Indeed, indigenous peoples do
not follow the classical development model and can undergo
an imposition of a model that is not adapted to their reality.
By the way, the World Bank has been subject to criticisms
related to the harmful effects its activities have on indigenous
peoples, despite the measures, policies and procedures it
has adopted 3.
The legal literature has much looked into the definition of indigenous
peoples, but we will not tackle this issue 4. However,
we are going to mention what we regard as the main characteristics
of indigenous peoples, so as to be clear about the groups
on which we work. Of course, there are some variations between
each group, and labelling them under a same denomination
could let one imagine a kind of homogeneity, and deny their
diversity; however, some common traits exist. These particular
characteristics are their auto-distinction in relation to
non-indigenous groups, their relationship with nature in
general and their attachment to ancestral lands in
particular, their relation to development, and finally an
internal mode of organization that is characteristic of
them.
The distinction from “others” is a recurrent element. Not only are
indigenous peoples the original inhabitant of a territory
(who opposed and resisted to foreign inroads and have tried
to protect their values and to keep their own identity),
they also distinguish themselves from the others and assert
themselves as indigenous peoples. This element is regularly
mentioned by indigenous themselves, and it is also used
in international legal documents. This is what is called
the “subjective” element of identity. They also have a holistic
vision of nature and share a special relationship with it,
distinct to the anthropocentric vision of non-indigenous
societies in general and industrial ones in particular.
Their cosmogony implies a feeling of belonging to the natural
world. Every attack against the environment is then felt
as an attack against their identity, their spirituality
and their way of life 5. “The value of land and environment
in indigenous culture is based on a holistic vision of their
territory where the entire animal and vegetal world acquires
particular meaning, a value that is fundamental for the
reproduction of the life of the rest” (Nesti, 1999: 19).
However, this does not mean that indigenous peoples protect
the environment better, but that environment assumes
an essential character and that indigenous peoples share
a special relation with it. Another important aspect, which
is linked to the former, is the attachment to their lands,
the lands of their ancestors. Some consider that “the history
of indigenous peoples is, to a large extent, the chronicle
of their unsuccessful attempts to defend their land against
invaders” (Nesti, 1999: 15), the lack of property rights
making it very difficult to defend lands coveted by foreigners.
The attachment to the lands constitutes a difference between
indigenous peoples and other minorities who do not necessarily
claim ancestral rights on a specific land. Another essential
feature of indigenous peoples is their relation to development.
This aspect is of course difficult to generalize, but we
can say that the economic system of indigenous peoples is
distinguishable from the dominant market economy model and
that it is often mainly an economy of subsistence 6. This
remark is obviously valid only for populations who stayed
on their lands and not for those who left their ancestors’
territories to find jobs in towns for example 7. Sometimes
development projects implemented near or on a territory
where indigenous peoples live require handworkers and some
members of the community can be attracted by this opportunity;
indigenous peoples are in fact more and more confronted
with the « modern » economy, and some individuals
are torn between this economy and the one traditionally
practiced. Schulte-Tenckhoff considers that the economic
and market globalization and development constitute the
biggest threat for the survival of some indigenous peoples.
But she also warns against the tendency to isolate them
in a kind of “state of nature” (Schulte-Tenckhoff, 1997)
that wants to maintain them in a fixed way of life, so as
to preserve their ecosystem for example (Schulte-Tenckhoff
& Horner, 1995), while they do not necessarily conceive
themselves in a static vision: “many of you romanticise
us, and talk as if “development” is something for others,
as if we should be « tribals » forever and live
in a timeless world apart. We don’t want to live apart,
we want to be part of a true mainstream of equality and
liberty, one we will fight for along with all others. [ … ] Let us develop our own wealth, let us have the profits gained out
of sharing with the world our knowledge of medicines and
herbs, and we can have all the development we need, under
our own control” (Omvedt, 2000). And lastly, concerning
the decision making process, even if the internal organization
differs from one community to the other, indigenous peoples
respect a different authority than the national political
authority.
Generally speaking, Schulte-Tenckhoff summarizes the challenges faced
by indigenous peoples as such: the loss of their traditional
lands necessary for their subsistence and the threat hanging
over the preservation of their collective identities faced
with the modern society and its development model (Schulte-Tenckhoff,
1997: 41). In his report on indigenous peoples and conflict
resolution, Miguel Alfonso Martínez considers six “basic
root causes of actual or potential conflict”, among which
are development projects undertaken by non-indigenous entities
and individuals affecting traditional indigenous lands (Martinez,
2004).
Our research precisely aims at showing the impact of development projects
on the identity of indigenous peoples and how they can destabilize
them.
2. Indigenous peoples and destabilization
We understand a destabilization within indigenous peoples mainly as
the decrease of the social cohesion, which can even lead
to a social conflict. The central element is group identity,
that is to say the common identity that creates and maintains
cohesion. We think that development projects affecting indigenous
peoples will affect their group identity through a certain
number of vectors, described below, which will challenge
their values and harm their cohesion.
According to Gurr, in a different context, “ethnopolitical conflicts
are fought not just about resources or power, but about
protecting group status, culture, and identity. Identity
and beliefs are non-negotiable” (Gurr, 1994: 365). Going
deeper in this matter, Pearson considers that the identity
dimension should not be necessarily dissociated from the
instrumental dimension, and then that “reassuring parties
about their security and access to key resources or ancestral
homelands can address many concerns related to identity”
(Pearson, 2001: 278). In fact, we recognize ourselves in
the poststructural approach of identity that combines some
elements coming from various socio-psychological theories
of identity and includes considerations of interests in
addition to considerations of identity: “like social identity
theory, poststructural theory presumes that identities are
produced through social comparisons, and that group value
is assigned through such comparisons. Like realistic conflict
theory, it incorporates the belief that resources are usually
scarce and that people are motivated by “rational” desires
to promote their interests. And like the literature on social
representations, it focuses on the ways that beliefs about
identity groups are constructed through discourse and symbols”
(Kreidie & Monroe, 2002: 14). We adhere to this approach
that applies perfectly to our case. Firstly, we consider
that in their great majority indigenous peoples are driven
by the pursuit of their main interest, which is the maintenance
of their territory threatened by the incursion of non-indigenous,
as this has regularly been the case. Secondly, the social
identity theory also applies, as the definition of the indigenous
identity requires the distinction from others and induces
a social comparison which, without implying the affirmation
of a superiority on others, engenders, however, the comparison
on some aspects (such as the management of the environment
and the relation to the nature or the economic organization).
Concerning the system of beliefs on which the identity is
based, each identity group possesses its own symbols and
cosmogony that establish the place and the role of the group
and define their values, that is to say “an enduring belief
that a specific mode of conduct or end-state of existence
is personally or socially preferable to an opposite or converse
mode of conduct or end-state of existence” (Rokeach, 1073:
5).
We propose that a development intervention can destabilize indigenous
peoples if it represents a threat to their groups’ interests
or their common identity, these two aspects being linked,
and then if it is in opposition to their common values,
these values being part of the social identity (Bettencourt
& Hume, 1999: 119). We are thus located in a logic of
group, as we are not interested in the individual interests
and identities within a group, but in this group itself,
composed by individuals who share common values, interests
and identities.
3. Development interventions and destabilization
of indigenous peoples: the vectors
Development interventions impacting on indigenous peoples can destabilize
them through some previous effects that modify social relations,
and that we classified in four categories. The four intermediate
effects are not always independent from each other, as some
of them can also engender the others. We should specify
that these intermediate effects are not the exhaustive effects
of development interventions; they simply are the vectors
leading to a destabilization of an indigenous community,
but other effects are of course possible, although they
are not mentioned here (such as health problem or, of course,
more “positive” effects).
Development interventions impacting indigenous peoples |
1. Displacement of population
2. Modification of economic activities and organization
3. Questioning of the authority
4. Renunciation of manners and customs |
DESTABILIZATION:
Hostility/Social conflict within the indigenous population or between indigenous and other components of the society (impact on the social organization and social relations) |
| |
Transformation of
the way of living
and common values => challenged threats
to the group identity |
|
For theories dealing with group-identity conflicts, the conflict
is based on a divide between two identities 8. In our
case, two situations can occur: firstly, the indigenous
identity can feel threatened by the incursion of non-indigenous
elements. Secondly, some indigenous want to maintain a lifestyle
conformable to their values and expect the other members
of the group to do so, so as to maintain cohesion within
the group, whereas for others this aspect seems of lesser
importance, then challenging the basic identity. Then, the
common identity can be threatened or feel threatened by
the incursion of foreign elements and by its own dislocation
as well.
Displacement of population
Every year since 1990, about 10 million people are displaced involuntarily
because of development projects (or some 200 million people
globally during that period) 9. These comprise projects
of water supply including dams, reservoirs, and irrigation
projects 10, projects of urban infrastructure, transportation
projects, projects of energy including mining activities,
oil exploration and extraction and the building of pipelines,
projects of agriculture expansion, parks and forest reserves,
and population redistribution schemes 11.
Impoverishment and disempowerment have been the rule rather than the
exception for resettled persons and, for a large majority
of indigenous peoples displaced because of large development
projects, this was very negative in cultural, economic and
health terms, implying notably unemployment, hunger, and
cultural disintegration (Bartolomé, 2000). Cernea, from
the World Bank, summarises what a displacement of population
provoked by a development project implies as such: “Forced
population displacement is always crisis-prone, even when
necessary as part of broad and beneficial development programs.
It is a profound socio-economic and cultural disruption
for those affected. Dislocation breaks up living patterns
and social continuity. It dismantles existing modes of production,
disrupts social networks, causes the impoverishment of many
of those uprooted, threatens their cultural identity, and
increases the risks of epidemics and health problems” (Cernea,
1995). He notes eight risks linked to displacement of populations,
which are the lack of land, the lack of work, the lack of
housing, the marginalisation, the food insecurity, an increase
of morbidity and mortality, the loss of access to common
property and social disintegration. These effects are close
to the intermediate effects we mentioned; the privation
of land and the loss of access to common property can be
included in the modification of economic activities category,
and possibly in the modifications of manners and customs
category. However, we consider that social disintegration
should not be placed on the same level, but that this is
a result of the other effects. Cernea himself elsewhere
notes that social disintegration can result from the dismantling
of production systems, from the disorganization of communities
and from the renunciation of symbolic markers 12.
Displacement of population is then a real effect of development projects
and thus has its full place within the four intermediate
effects. Concerning the way it can lead to a destabilization,
or even to conflicts, there are several possibilities: for
example the community can be divided geographically and
physically in several relocation places; the relocation
can also harm the way of living of the population and its
organisation. The expression “development cleansing” has
even been employed in reference to persons displaced because
of the building of dams, “ [ an ] ethnic cleansing in disguise, as the peoples dislocated so often turn
out to be from minority ethnic and racial communities” (Balakrishnan,
2001). It should be added that the place is strongly linked
to the identity of individuals and groups, “questions of
‘who we are’ [being] often intimately related to questions
of ‘where we are’” (Dixon & Durrheim, 2000). Then, displacement
and relocation can be extremely unsettling, especially for
population whose way of living is inseparable from the surrounding
environment.
Modification of economic activities and organization
Every development intervention
aims at change, be it the integration of a traditional economy
to the market, the facilitation of women access to education
or the building of a trunk road. So it could seem quite
obvious that development interventions can lead to modifications
of economic activities and organization. But the problem
is that some unexpected effects can occur on the fringe
of the development project. A development intervention can
affect the economic life of indigenous peoples in various
ways, directly or indirectly, through the expropriation
or relocation, leading for example to the loss or the diminution
of lands suitable for cultivation (compensated or not),
by affecting the natural resources essential to their survival
(fishing, hunting, etc.), and also through the employment
of members of the community in the project (thus diverting
them from their traditional activities).
If it is not possible to maintain
it anymore, the loss of a common traditional activity can
harm the cohesion of the group. The mode of production essentially
based on a subsistence economy being one of the characteristic
of the identity of the indigenous group, every hitch to
this activity hurts their identity, and is a further step
towards the dislocation of the relations within the group.
This is the case, for example, if the community is divided
between those who accept to work in the development project
and those who refuse, judging this activity not conformable
to their customs and values, and then denying the belonging
to the group to those having moved away from their traditional
way of living. The introduction of cash economy can be disturbing
as well.
Questioning of the authority
We think that development
interventions can constitute a threat to the authority and
to the decision-making system of the group in two ways.
Firstly, the indigenous authority can be deligitimated if
it gives the impression that it does not face the problems
or the threat of external incursion. Secondly, if the position
taken by the authority is not accepted by all, this can
lead to the questioning of its legitimacy. When opinions
diverge on issues related to identity, the stake appears
as more serious than in other situations. And values such
as respect of the elders can be affected if they do not
have an unanimous opinion on the situation or if their opinion
diverges from those of young people. Additionally, hostility
can also be felt against the political authority of the
state if it is considered as willing to harm the indigenous
population, or at least, as doing nothing to protect it.
Renunciation of manners and customs
This point stems in part from
the previous ones. The development intervention can indeed
disrupt the system of values and hurt the customs and beliefs
by having repercussions on the traditional way of life.
We should also evoke the spiritual aspect that can be related
to a specific territory modified by development projects,
when indigenous peoples are dismissed from ancestral territories
that are not exploited in a utilitarian way but that have
a strong importance for the spiritual life.
Thus, it appears that a power of destabilization can operate through
development interventions, which can particularly affect
indigenous peoples. The asymmetry of power in the process
of decision making between the “interveners” and the indigenous
peoples can result in the implementation of projects that
affect these populations in an unfortunate way. We think
that this asymmetry of power is strongly related to the
issue of information sharing and diffusion, as indigenous
peoples are often let apart in the decision making process
and are not given the information that could enable them
to control what is done in their territory and to make their
rights fully respected, and that their interests, their
will, their needs and their values are simply not sufficiently
taken into consideration.
World Bank development projects and their impact on indigenous peoples
The World Bank is the biggest multilateral donor. It is
important in terms of funds disbursed, staff and experts
but also by its influence on the development policies’ elaboration.
During the last ten years, it financed more than 3000 projects
in more than a hundred countries on a variety of domains.
Its Inspection Panel (hereafter IP or Panel) was established in 1993,
mainly to respond to growing criticisms against the Bank.
Its purpose is to provide “people directly and adversely
affected by a Bank-financed project with an independent
forum through which they can request the Bank to act in
accordance with its own policies and procedures” (World
Bank, 1994).
Since its creation, the Panel received 42 complaints. Nearly half of
them concern indigenous peoples (in other words, complainants
claimed that the procedure related to indigenous peoples
has been violated, meaning that indigenous populations have
been harmed by the project).
When some populations formulate a request of inspection, first the
Inspection Panel decides whether the request is within its
mandate. If this is the case, it sends the request to Bank
Management, which submits its response to the IP. Then,
the IP makes a preliminary review of the request, assesses
the Management’s response and recommends to the Board whether
an investigation should be conducted. The IP sends its investigation
report to the Board when finished, and then Management has
to submit its recommendations to the Board as to how to
respond to the IP’s findings. The IP mandate covers the
International Bank for Reconstruction and Development (IBRD)
and the International Development Association (IDA) but
neither the International Finance Corporation (IFC) nor
the Multilateral Investment Guarantee Agency (MIGA).
Concerning our case studies, we made our selection as follows: on the 42 complaints received by the Panel
since its creation, 18 claimed that
indigenous populations have been harmed by the project (see
table 1 in annex). We wanted a kind of diversity in the
regions studied, as well as in the type of project implemented.
So we chose one case in Latin America, one in India and
one in Africa, while eliminating cases for which the accessibility
to documents could have posed a problem. As to the type
of project, we chose a large dam project, a mine project
and a pipeline project. The reason of this choice was to
show some similarities in the effects on indigenous peoples
and in the way development interventions are conducted,
whatever the project is and wherever it is implemented.
We chose to work on the following cases:
- the Financing of Hydroelectric Dams in the Bío Bío River, Chile, and its impact on the Pehuenche population;
- the Coal Sector Environmental and Social Mitigation (CSESMP) and the Coal Sector Rehabilitation Projects (CSRP) in India, and their impact on Adivasis; and
- the Petroleum Development and Pipeline Project and the Petroleum Environment Capacity Enhancement Project in Cameroon, and their impact on Bakola/Bagyeli pygmies.
Financing of Hydroelectric Dams in the Bío Bío River, Chile
The Pangue hydroelectric project consisted in the building
of a hydroelectric dam on the Bío Bío River in Chile. The
company Pangue S.A. which built and operated the dam was
owned by ENDESA (97,5%) and the IFC (2,5%); the IFC also
made a loan of US$ 170 million. Among other things, the
opponents to this project argued that the functioning of
this dam was conceived in conjunction with the building
of another one, Ralco (despite the fact that IFC
was not an investor in the latter), thus increasing the
final impacts.
The Pangue dam was completed and its reservoir filled in 1996. It displaced
55 Pehuenche and flooded 500 hectares of land, including
one of the most beautiful part of the Bío Bío canyon counting
112 water falls (Fletcher, 2001). Ralco (inaugurated in
Fall 2004) is located 30 km up Pangue. It flooded 3500 hectares
of land and engendered the displacement of more than 1000
people, more than a half being Pehuenche.
The Mapuche, to whom the Pehuenche belong, is the largest pre-Columbian
ethnic group in Chili (about 800’000 persons). They share
a homogenous culture: a common language, similar economic
practices and institutions, close social relations (Astrain,
1996). Mapuche include sub-groups defined in geographical
terms. Pehuenche, which signifies literally peoples (che)
of the pine nut (pehuen, being the fruit of the Araucaria)
live in the upper Bío Bío. There are about 10000 Pehuenche
in Chile; about 5000 live in the upper Bío Bío, distributed
among 7 communities on about 30000 hectares. They have a
self-sufficient economy based on the sustainable use of
resources existing on their lands (Aylwin, 2002). Generally
speaking, there is a big gap between the social and economic
situation of the Mapuche and the rest of the Chilean population.
The Mapuche society and religion are closely linked and integrated,
despite some variations among regions and communities, depending
on the strategies developed by the communities in response
to foreign influences and pressures (integration or resistance).
There is a continuous effort to both adapt the indigenous
system to the external world and appropriate the external
world and integrate it to their cultural and value system.
This leads to some internal contradictions that could threaten
the coherence of the group and weaken the community. This
process could lead either to a new awareness of their cultural
identity or to a dissolution (Astrain, 1996). And the disruption
engendered by the building of the dams destabilized the
internal cohesion even more.
Concerning their impacts,
generally speaking, resettlement implied the physical division
of communities and families, a drastic change in the way
of life and the cultural and economic activities, sometimes
without a good compensation.
Families have been divided through relocation, and this resulted in
the disruption of the communities and of their lifestyle
(Anguita Mariqueo, 2004). Displacement and resettlement
implied a dramatic change in their traditional livelihood
and way of life , based notably on a system of migration
between winter and summer places, which is of important
value for the social organization; indeed, during most of
the year, Pehuenche live in invernadas areas near
the Bío Bío river, and in the summer, they migrate to the
veranadas located in altitude, notably to collect
the pehuen in big quantity for the whole year, which
is an essential activity in the Pehuenche life. In fact,
not only is the pehuen a source of nourishment, it
also feeds animals and is used in the preparation of a special
drink for religious ceremonies (Nesti, 1999: 45). This organization
is of course challenged in case of an imposed sedentary
life (Nesti, 2002). Leaving the burial
places is also a big shock. Aylwin even talked of an ethnocidium
in the case of the Pangue project and the relocation, which
implied the fragmentation of communities and the erosion
of the Pehuenche culture (Aylwin, 2002). “The threat of
displacement […] is only the last in a long line of abuses
which the people have suffered at the hands of foreign colonists”
(Fletcher, 2001).
In addition to resettlement
issues, families were sometimes evicted without any assistance.
This is for example the case of a family whose property
was flooded and who had to struggle to be later compensated
and to obtain 30 hectares and a house. Generally speaking,
the loss of ancestral lands and the impact on the culture
is impossible to compensate in a material way.
Two types of social relations have been affected; firstly,
relations within the community have been in some way disrupted,
and secondly relations between Pehuenche and the state authority
have also deteriorated.
Firstly, there were some conflicting opinions concerning the building
of the dams within Pehuenche themselves; for some, resettlement
could help to preserve their culture and allow a material
and intellectual development (Fletcher, 2001). By the way,
on the 91 families threatened by the displacement perspective
because of the building of the Ralco dam, only 8 of them
(that is to say about 80 persons) resisted and refused until
the very end to sign any contract with ENDESA and to accept
to be displaced (Fletcher, 2001). Some Pehuenche even filed
suit in a Chilean court, complaining that those who were
opposed to the resettlement option threatened their own
benefits. The conception of their own group identity, and
of what it means to be a Pehuenche, is at the centre of
these reactions. For the families resisting displacement,
the Pehuenche identity is tied to the ancestral lands and
to their traditional activities; those willing to abandon
their lands are then considered as “betraying their indigenous
heritage” (Fletcher, 2001: 21). On the other hand, some
Pehuenche think that their identity is not linked to their
current activity and that they will remain Pehuenche whatever
they do, and they do not consider that displacement will
engender a break from tradition and from the common values
uniting the group. These conflicting opinions are also related
to the different evaluation of their current livelihood.
For those who considered themselves as poor, resettlement
represents progress and they accepted to resettle because
of the lack of social services in their region. Others consider,
on the contrary, that their way of life is not a synonym
for poverty, but for freedom. To summarize, “[Pehuenche]
are simply contesting an outside influence which they never
regarded as legitimate. Those favouring resettlement, on
the other hand, might be seen in a sense as “resisting”
their “traditional” cultural framework” (Fletcher, 2001).
Furthermore, the creation of competing organisations for
the defence of the Pehuenche caused some tensions too (Aylwin,
2002:14).
Secondly, relations between Pehuenche and state authorities have also
worsened. Indeed, since the 1990s, various protests against
the Pangue dam, and later against the Ralco dam, have been
organized, some of them quite violent. In a context where
Mapuche in general are not very well considered and are
very active in the fight for their rights, this constituted
another argument for mobilization, which was severely repressed.
In March 2002, the police responded violently to massive
protests against Ralco and 55 persons were arrested, most
of them Pehuenche, and charged in military courts. And the
Chilean anti-terrorist law has been invoked in November
2002. This means that some attempts to defend indigenous
rights as well as demonstrations can now be considered as
terrorist activities.
Generally
speaking, it appears that the Pehuenche have not been properly
involved in the decisions concerning the building of the
dams that are affecting their lives, and that they have
not been given the power to influence this process. On the
contrary, this project has been characterized by a striking
lack of transparency and a lack of information sharing.
In fact, the
World Bank Inspection Panel did not take the complaint into
consideration because the project was implemented by the
IFC, which is not subject to the jurisdiction of the IP.
But in July 2002 the Compliance Advisor Ombudsman (CAO)
of the IFC received in its turn a complaint relative to
that project. The CAO was created in 1998 for the IFC and
the MIGA to provide a mechanism for people affected by the
projects they finance, and its creation is in part due to
that very project. Indeed, after the rejection by the IP,
the World Bank President asked Dr Hair, President emeritus
of the National Wildlife Federation, to conduct an investigation
on this project; but once Dr Hair submitted his report,
confirming policies violations and being quite critical
of ENDESA, only a censored version of it was released. That
censorship led to some frustration and emphasized the need
for an accountability mechanism in financial institutions.
The IFC and the MIGA answered by creating the CAO. But according
to the Center for International Environmental Law, the CAO,
“which is an advisory and informal problem-solving mechanism,
does not replace the need for an effective inspection panel
function” (www.ciel.org). It should be added that
a few years before, T. Downing had been appointed by the
IFC to conduct an evaluation of the Pangue dam because of
growing criticisms against that project. He was asked to
evaluate the efficacy of the Pehuen Foundation, created
by IFC and ENDESA to organize the resettlement. He concluded
that the rights of indigenous peoples were not taken into
consideration in the resettlement plan, that they were not
compensated adequately, and that the Foundation seemed in
fact to be used to encourage Pehuenche to abandon their
lands in anticipation of the building the Ralco dam. The
Downing report submitted in May 1996 was censored, as ENDESA
did not approve of its findings and refused its diffusion
among the Pehuenche and the public in general (Johnston
and Garcia-Downing, 2004). These two examples of censorship
are just a sample of what has been undertaken to prevent
Pehuenche from obtaining information and having the power
to fight and to decide independently on their future. In
2003, the CAO produced its report, and w hat is striking
is the recurrence of elements related to the lack of transparency
and participation, which is a quasi-leitmotiv. It also notes
that some concerns expressed by the complainants had already
been addressed to the IFC many years before without giving
rise to the necessary actions. That led the CAO to wonder
“what then explains the inaction that frustrates and angers
the communities affected?” (CAO, 2003: 28).
Coal Sector Environmental and Social Mitigation (CSESMP) and Coal Sector Rehabilitation Projects (CSRP) in India
The Indian case concerns the coal mine located at Parej East, in the
State of Jharkhand. This mine is operated by Central Coalfields
Ltd (CCL), which is a subsidiary of Coal India Ltd. This
mine is an opencast coalfield, which is part of the 25 mines
included in the two World Bank financed projects that are
the CSESMP and the CSRP. The credits for these projects
were approved respectively in 1996 and 1997. Our case deals
mainly with the first project. Its objective was to “assist
India in making coal production more environmentally and
socially sustainable” (www.worldbank.org) and comprised
two components of interest for Parej East, one of them being
an investment component for the implementation of Environmental
Action Plans, Rehabilitation Action Plans and Indigenous
Development Plans.
The project
has affected Adivasis, meaning “original inhabitants” in
Sanskrit, who constitute more than 67 million of the Indian’s
population; they include various sub-groups, two of them
being particularly concerned by coal mining activities:
“The region around Parej East is inhabited by a large number
of tribal peoples. The bulk of them are from the Santhal
tribe, which is the largest tribe in eastern India. They
are all settled cultivators and live in permanent villages.
They have their own religion, language, and polity, which
is characterized by a democratic tradition, with a hereditary
village headman. [...] The other tribes, known as Birhor,
are hunters and food gatherers and are very small in number”(Inspection
Panel, 2002: §307). Adivasis are notably characterised by
their strong bond to nature and to their territories (“the
territory [being] an extension of the Adivasis’ collective
consciousness with a cultural, political and social significance”
(Minority Rights Group, 1998:4)), and by a strong attachment
to the community, a self-sufficient economy outside the
market economy and not based on money, and the rejection
of the caste system, favouring an egalitarian system; in
a general manner, “Adivasis now hold a subordinate socio-economic
position in virtually every walk of Indian life” (Minority
Rights Group, 1998: 3).
The outcome
of these coal mining activities is far from satisfying in
terms of the project-affected persons (PAPs) wellbeing.
Indeed, rather than achieving environmental and social sustainability,
the Parej East mine induced severe negative externalities
for the affected peoples, mainly in terms of compensation
for land and home loss, relocation, income and livelihood.
The exploitation of the mine has implied the displacement of populations,
many of whom have not been compensated for the loss of their
lands, “with the results that many of them have suffered
and continue to suffer harm” (Inspection Panel, 2002: §14).
Moreover, PAPs sometimes had to fight to obtain compensation
and to go through a judicial procedure, “especially since
not all PAPs can afford the direct costs of the appeal process
and, even if they could, they would end up losing unless
the costs of the appeal were added to their award” (Inspection
Panel, 2002: §16). In both cases of compensation for land
and for house, the Panel notes that these processes were
“open to abuse” (Inspection Panel, 2002: §18). And when
lands are needed for mines, when rights on these lands are
thus denied to people traditionally working on them, and
when compensation is not given, this engenders “anger and
frustration” and people feel “cheated” (Lahiri). At the
time the IP made its investigation, “about 150 ha out of
a total of about 160 ha claimed by tribals have not yet
been settled” (Inspection Panel, 2002: §39). Anyhow, even
when compensation is planned, it can also create problems,
depending on how it is done. In this case, compensation
in cash has been proposed and this solution can be very
disconcerting for people who are not used to cash economy:
It is “difficult, if not impossible, to
reconcile the Bank’s aim of development with a one time
cash grant for acquisition of home or land. Presenting a
poor oustee, whose previous source of survival included
a small patch of land, with a check may be a legal way of
getting them to move on, but it should not be confused with
development”(Inspection Panel, 2002: §20).
About 90%
of India’s coal mines are located in Adivasi lands and between
1951 and 1990, some 1.4 million Adivasis have been displaced
because of mines (Minority Rights Group, 1998: 8); and their
way of life has been seriously affected by the Parej East
coal mine. Indeed, when parts of the jungle are destroyed,
not only medicinal herbs disappear, but also their way of
life, their cultural heritage and their community identity;
and when trees with a sacred meaning are destroyed, this
directly hurts their cosmogony: thus, “what we call modernization
is simply viewed from the perspective of indigenous peoples
as an ideology that rationalizes their destruction” (Lahiri).
The attachment to lands explains the reluctance of Adivasis
to being displaced. And physical division implies in the
long run the suppression of languages and culture, and,
to some extent, the erosion of common values. For some,
“the violation of [the right to their traditional territories
and the natural resources] not only means the disruption
of lifestyles and the destruction of communities, but [even]
constitutes ethnocide” (Minority Rights Group, 1998: 23).
And, in addition, concerning the conditions of relocation
itself, it did not provide displaced persons with the wellbeing
they could expect. When the Panel visited some of the barracks,
it observed “that the conditions [were] pathetic [and that]
they hardly fit for human habitation, especially families”
(Inspection Panel, 2002: §24). Moreover, families had to
move to one of the resettlement site without the assurance
that potable water would be already available there (Inspection
Panel, 2002: §26). And some other relocated people found
schools with no teachers at their new living place (Inspection
Panel, 2002: §28).
More generally,
it appears that many PAPs in Parej East did not restore
their living standard and incomes to their former levels,
as “the income of at least 21% of [Project-affected person
entitled to rehabilitation] have not been improved, still
less, restored” (Inspection Panel, 2002: §48), engendering
much suffering.
In this case
too, it appears that local populations have not been consulted
in a proper manner, as it is the case with a resettlement
site that was imposed to them without their consent (Inspection
Panel, 2002: §22); they were not consulted either in the
preparation of the indigenous development plan (Inspection
Panel, 2002: §82). When some consultations or information
meetings have been held, the climate was often quite intimidating
and oppressive. Furthermore, in the Public Information Centre,
located “in the gated CCL mine Headquarters’ compound”
(Inspection Panel, 2002: §408), people were allowed
to consult documents only with the presence of staff from
Coal India Ltd and could not make copies of them; and the
language used in the documents related to the project was
very technical, when the level of literacy of the affected
people is low. So, it seems that local specificities and
situation were not correctly taken into account and that
consequently action plans were not realistic, leading to
negative side effects on indigenous peoples. For example,
it appears that the resettlement plan “did not reflect the
actual situation in Parej East and was not location-specific”
and that this “resulted in many problems” (Inspection Panel,
2002: §13). Concerning land rights as well, during the preparation,
Bank Management did not really pay attention to “the process
required to ensure compensation for tribals cultivating
traditional land without title or documentation”, whereas
it could not be unaware of this (Inspection Panel, 2002:
§38). And it also appears that “each year, entire sections
of the annual [Indigenous Peoples Development Plan] for
Parej East are repeated verbatim, including the one indicating
a community’s “felt needs.” Each year there appears to be
a “one size fit all” plan for each of the 11 communities,
regardless of specific needs” (Inspection Panel, 2002: §79).
The community development strategy also appeared not to
be “sensitive to the composition, structure and needs of
the community” (Inspection Panel, 2002: §83).
The following statement by the Panel summarizes the spirit in which
this project has been implemented:
“The PAPs in Parej East were being asked to make a huge adjustment
in their lives. In the Panel’s view, it was unrealistic
to assume that, in the space of five short years, people
affected by the project in Parej East, many of them poor
tribals lacking social mobility, education, or an entrepreneurial
culture, could be uprooted from their communities, transferred
to a new one, provided with training for self employment,
and some level of monetary compensation, and then expected
to improve, or at least restore, their former living standards,
income earning capacity and production levels.” (Inspection
Panel, 2002: §61).
Petroleum Development and Pipeline Project and the Petroleum Environment Capacity Enhancement Project, Cameroon
The Cameroonian
complaint refers to two related projects: firstly the Petroleum
Development and Pipeline Project (hereafter the pipeline
project) and secondly the Petroleum Environment Capacity
Enhancement Project (the CAPECE project). The main component
of the pipeline project, approved by the World Bank in 2000,
was the development of 300 oil wells in Chad and the construction
of a 1070-kilometer pipeline from the oilfields to the Cameroon’s
coast at Kribi, crossing the territory of Cameroon on about
890 kilometres 13. It strongly affected the Bakola/Bagyeli
pygmy population.
There are about 3000 Bakola/Bagyeli in Cameroon, living in the South-Western
part of the country. They are hunters and gatherers who
live in the forests and depend on them for their livelihoods,
and “the forest is their first classroom” (Ngoun, 1999).
They are particularly vulnerable to the encroachment of
the forest, having no legal land and tenure rights. The
cultural identity of pygmies undergoes some modifications,
borrowing elements from other cultures; the tendency to
accumulate goods and to buy movables is more perceptible
among Bakola/Bagyeli (Zognong, 2000). Bakola/Bagyeli pygmies
share a special relationship with Bantu; the long-term relationship
between these pygmies and Bantu is a relationship of subservience
and dependency of the former on the latter (notably for
starchy food, clothes and land). Bakola/Bagyeli are moreover
often mistreated by their Bantu masters. They are also discriminated
by the authorities and are particularly vulnerable due to
their lack of instruction.
The pipeline
engendered severe impacts on the pygmy population. As one
of them explains, “the route crosses a zone in which we
practice agriculture and hunting. And when construction
work started, our crops and our medicinal plants were destroyed,
without compensation. Game has equally disappeared” (Mangama
Ngiong Pierre, pygmy, quoted by Nguiffo, 2002: 5). And the
issue of compensation appeared as inadequate because of
the little experience of cash that benefiting populations
could have. In fact, many villages having received financial
compensations wasted them in beer, in parties and in additional
wives; other simply stopped cultivating, thinking that it
was not necessary anymore because oil companies would help
them (Murphy, 2000). And when compensation in kind was provided,
it was often bad quality material or inappropriate:
“In several villages, the oil companies built latrines for the communities.
But the latrines were the finest structures the villagers
had ever seen, and they had locks. So, of course, the villagers
used them to store their most precious belongings and went
on relieving themselves in the bush as they had been doing
quite happily for centuries”.(Murphy, 2000).
“A few bags
of rice, a few kilos of fish, and a bit of salt distributed
here and there in a sporadic manner do not really represent
anything in the process of sustainable development which
is a fundamental need of the Bagyeli community. On the contrary,
the model of development simply renders them more dependent,
rather than providing bases for sustainability; it is not
occasional aid that is needed, but sustainable development”
(Planet Survey and Centre for Environment and Development
(CED), 2003).
Moreover, Bakola/Bagyeli are a nomadic people, hunting and gathering,
and their type of land use “does not lend itself to traditional
western concepts of property, and thus makes environmental
loss particularly challenging to quantify” (Perkins, 2004).
We can also note some tensions between villages for territorial issues
because of the prospect of compensation for the loss of
land, as well as severe impacts on the Bakola/Bagyeli populations
and the loss of some traditional practices, and a greater
vulnerability because of the contact with foreigners (International
Advisory Group (IAG), 2001: 19). The special relationship
between Bakola/Bagyeli and Bantu seems as well not to have
been taken into consideration. Indeed, Bakola/Bagyeli have
complained that Bantu were taking advantage of the compensation
system to claim their lands and obtain compensation instead
of them. This deepened the feeling of inequality and the
conflicts between these two groups.
However, some conflicting opinions can also be found within the pygmies
themselves. Indeed, according to some, Bakola/Bagyeli do
not want to change their way of life: “we were born in the
forest, so we like living in the forest” (Mintououng, chief
of a Bakola/Bagyeli village, quoted by Murphy, 2000). But
others, who have adopted a new type of economic activities,
share quite a different point of view: “Pygmies who still
wander around, live on hunting and fruit gathering are those
of the older generation. […] Today we are settled and agriculture
is our main activity. […] Our farms may be small and disorderly
but every day we are learning to improve on them and adopt
modern technology. In addition to agriculture we operate
a loan-thrift society to provide better utensils for our
women” (Musa, 1997).
The situation can be summarized by saying that, because of the building
of the pipeline, of the flow of strangers looking for jobs
and of the requisition of lands, “the pygmies are today
strangers in the forests where they were the first to live
their lives” (Judith Atangana, member of a Cameroonian NGO,
quoted by Tetchiada, 2005). A sister of the Congregation
of the Small Sisters of Jesus, working among the Bagyeli
since more than fifty years, expressed as such her preoccupations
concerning the Bakola/Bagyeli: “I only fear that while moving
ahead they may forget or lose their own rich cultures –
their dance, music, etc.” (Musa, 1997).
The building of the pipeline has enabled to oppose the two conceptions
prevailing within pygmy community concerning what pygmies
should do now, that is to say trying to maintain as much
as possible the traditional heritage, or moving towards
a modern life. Here also, the question of which values are
the most important is at the centre of the problem.
If Bakola/Bagyeli
had been more involved in the decisions concerning the pipeline
and the compensation issues, perhaps this could have helped
them to have a stronger power of decision and to be the
actors of their own destiny, should it imply a change or
not. But it appears that the information was not properly
diffused among them and that they were not implicated in
the project at all. To give an example, while conducting
a survey in Bakola/Bagyeli villages in 2003, Planet Survey
and Center for Environment and Development asked peoples
about the pipeline, and they evasively answered “the pipeline
is a pipe that will transport oil and we are going to work
there in order to develop ourselves” (sic), which shows,
according to the interviewers, that “information was not
properly conveyed”. It should be also stated that Bakola/Bagyeli
peoples are 98% illiterate, and despite this, flyers, brochures
and posters were distributed during the information campaign
(Planet Survey and Center for Environment and Development,
2003). In the latest International Advisory Group report
14, it is indicated that “a major point of progress [is]
the beginning of a […] tripartite dialogue among the Cameroon
Oil Transportation Company , the [Pipeline Steering
and Monitoring Committee] and the NGOs” (IAG, 2005: §256);
it means that one had to wait until the end of 2005 to see
progress in this domain and to see exchange between these
stakeholders.
Concluding Remarks
The three development projects
tackled in this paper strongly affected indigenous peoples
and their way of life. These projects led, or are leading,
to a destabilization of the community, through one or more
of the vectors identified earlier (displacement of population,
modification of economic activities and organization, questioning
of the authority, renunciation of manners and customs).
In the Chilean case, the building of the dams exacerbated
conflicting opinions among the Pehuenche themselves as to
which way should be followed; and it increased the tensions
prevailing between Mapuche in general and state authorities,
some activists being even considered as terrorists under
the Chilean law. In the Indian case, the lifestyle of Adivasi
has been disrupted and the communities divided. In these
two cases, the word “ethnocide” has even been used. In the
Cameroonian case, the building of the pipeline had negative
impacts on pygmies’ activities, who were already very vulnerable.
They were cheated by the Bantus on compensation issues,
which accentuated the hostility against this group; and
there also exist opposing views among Bakola/Bagyeli themselves
concerning the future of their economic activities and the
weight of the tradition.
The identity plays an important role here, as the threats to the indigenous
interests (lands, economic activities, social and cultural
organization, etc.) and to the shared values uniting all
members of the group represent threats to the common identity.
If common interests and values are not or cannot be preserved,
then the common identity can hardly remain intact and unaffected.
Obviously, some members of indigenous communities
perhaps wish to change their living conditions and to move
away from the traditional model. But in an already fragile
context, foreign actors should make sure not to destabilize
the situation even more or provoke avoidable tensions.
It would also be legitimate to ask if the group
cohesion could in some ways increase following a foreign
intervention. And this could indeed be the case. For example,
if a group mobilizes against a project not conformable to
their values and in contradiction with their interests,
speak with one voice and try to resist together or, on the
contrary, if they try to adapt together to the situation,
this could reinforce their “we-feeling”. But this presupposes
that they all agree on the advantages and disadvantages
of the project and on what they could concede, that is to
say on what the most important is for them. And this is
not always the case, as we have seen above.
In some cases as well, mobilization of indigenous
peoples could lead to some empowerment if they become an
active force of opposition that will be taken into consideration
in the long run. NGOs play an important role in this context,
as they often help to organize the mobilization of the ones
who are often voiceless. But here also, NGOs do not necessarily
share the same conceptions of what should be preserved.
For example, for some it is necessary to protect forests
and their fauna and to restrict their access to prevent
them from being too much exploited; for others, indigenous
peoples should remain allowed to access forests and to hunt
and gather as they have always done. When big environmental
NGOs get involved in a project such as the building of a
pipeline across forests, this does not necessarily imply
the defence of indigenous peoples and their empowerment.
There is also a risk that indigenous peoples could sometimes
be somehow manipulated, even if this is not always done
intentionally. Indeed, sometimes NGOs defending indigenous
peoples do not really speak on their behalf but rather according
to their own ideals and conception of how indigenous peoples
should live. In this context, we can hardly talk of a real
empowerment. The Inspection Panel tries to palliate this
problem by allowing NGOs to represent indigenous peoples
and fill a complain only if they are local NGOs, so as to
prevent big NGOs not directly concerned with the project
to speak on behalf of peoples in the field 15.
In our studies, problems of
information sharing and transparency have been emphasized.
Indeed, it appears that all the decision power is in the
hands of the developers, who seem reluctant to share their
knowledge on the projects, and that indigenous peoples can
only undergo development projects implemented on the lands
they use traditionally. Behind this behaviour, it seems
that there is the underlying idea that indigenous peoples
could sacrifice themselves for the well-being of the whole
society and that impacts on these communities are marginal
compared to the global benefits. However, the very existence
of indigenous peoples is threatened, and the disappearance
of a specific identity group should not be considered as
marginal; not only does it pose an ethical question, but
this also implies the disappearance of very rich cultural
universes, including languages and other systems of knowledge.
Furthermore, these cases are a good indication of a development practice
and give rise to a broader reflection on the way development
is implemented. Wanting to improve the economic situation
of a region derives from good intentions and cannot be criticized
as such. But developers should be aware of the upheavals
and of the various side effects they can provoke; they especially
should not make cost/benefit analysis in purely economic
terms and at purely national levels, but go deeper into
the local specificities and identify the special particularities
and needs of the sub-groups of the societies. This also
implies a greater effort in terms of transparency and diffusion
of information. The World Bank
has various tools towards this aim through its policies
and procedures on indigenous peoples. But it appears that,
in practice, this is not sufficient, as they are not fully
applied. Generally speaking, “respect for the principle
of free, prior and informed consent in relation to major
development projects is essential for the protection of
indigenous peoples’ human rights” (Martinez, 2004: §50).
Agencies financing and implementing projects are then for a large part
responsible of what happens to indigenous peoples because
of the implementation of development projects. But the issue
of empowerment is of course also related to the political
rights of indigenous peoples and the political system of
their country, and more particularly to the accessibility
of information and the capacity to participate freely. For
example, opinions of Bakola/Bagyeli pygmies who do not have
any identity cards are not taken into consideration as those
of “regular” citizens. In India, Adivasis are not recognized
by the government as indigenous peoples and India did not
sign any international agreement on this issue, arguing
that all Indians are native inhabitants of India, and that
Adivasis should not benefit from any specific rights.
But whatever the political system is, power should
anyway be more balanced between national interests or private
companies’ interests on the one hand and indigenous interests
on the other hand; otherwise, the struggle will remain highly
disproportionate. Progress has clearly been made over the
last forty years, and indigenous peoples are not always
powerless, thanks to the emergence and the strengthening
of global indigenous movements and their visibility at the
international level. But, as Colchester (2005: 18) has recently
recognized, “at the local level the vested interests that
profit from the denial of indigenous rights are often still
dominant and contesting change”. Then, the protection of
indigenous peoples depends on their legal recognition and
the recognition of land rights, not only at the international
level but also at the national level through the adoption
of laws and other binding agreements. Without progress in
this direction, the situation of indigenous peoples will
not improve.
Notes
1. Paper presented at the
2006 APSA Annual Meeting, Indigenous Studies Network, Philadelphia,
30 August – 03 September, 2006. I warmly thank Dr. Stephanie
Di Alto and Prof. Stephen Sachs for their comments.
2. “We must embark on a bold new program for making
the benefits of our scientific advances and industrial progress
available for the improvement and growth of underdeveloped
areas. More than half the people of the world are living
in conditions approaching misery. Their food is inadequate.
They are victims of disease. Their economic life is primitive
and stagnant. Their poverty is a handicap and a threat both
to them and to more prosperous areas. For the first time
in history, humanity possesses the knowledge and skill to
relieve the suffering of these people”, TRUMAN, Harry (1949),
“President Truman's Inaugural Address”, January 20, 1949,
in Public Papers of the Presidents of the United States:
Harry S. Truman, US Government printing office, Washington,
D.C., 1964.
3. Notably the Revised
Operational Policy and Bank Procedure on Indigenous Peoples
(OP/BP 4.10, May 10, 2005); some other World
Bank documents tackle this issue, such as WORLD BANK (1995), Participation
and indigenous peoples, Note 08, June 1995; WORLD BANK
(1999), Role of indigenous peoples in the next Millennium:
World Bank policies and programmes, Statement delivered
by Alfredo Sfeir-Younis, Special representative to the United
Nations, United Nations, ECOSOC, Geneva, July 28, 1999.
4. Even if there is no formal definition of an
indigenous people, the definition elaborated by the Cobo
Study (directed by José R. Martínez Cobo) is regularly used
and mentioned: “Indigenous communities, peoples and
nations are those which, having a historical continuity
with pre-invasion and pre-colonial societies on their territories,
consider themselves distinct from other sectors of the societies
now prevailing in those territories, or parts of them. They
form at present non-dominant sectors of society and are
determined to preserve, develop and transmit to future generations
their ancestral territories, and their ethnic identity,
as the basis of their continental existence as peoples,
in accordance with their own cultural patterns”, COBO J.
(1983), Study on the Problem of Discrimination Against
Indigenous Populations: Final Report submitted by the Special
Rapporteur, Mr. Jose Martinez Cobo, E/CN.4/Sub.2/1983/21/Add.
8.
5. On the relation between indigenous people and
the environment, see for example GASTEYER, Stephen P., BUTLER
FLORA, Cornelia (2000), “Modernizing the savage: colonization
and perceptions of landscape and lifescape”, Sociologia
Ruralis, Vol.40, n°1, January 2000, pp.128-149.
6. Some people talk about “life projects” (versus
“development project”), based on the traditional knowledge
“Life projects are embedded in local histories; they encompass
visions of the world and the future that are distinct from
those embodied by projects promoted by state and markets.
Life projects diverge from development in their attention
to the uniqueness of people’s experiences of place and self
and their rejection of visions that claim to be universal.
Thus, life projects are premised on densely and uniquely
woven “threads” of landscapes, memories, expectations and
desires”, BLASER, Mario (2004), “Life projects: indigenous
peoples’ agency and development”, in BLASER, Mario, FEIT,
Harvey A., McRAE, Glenn (eds), In the way of development:
indigenous peoples, life projects and globalization,
Zed/CRDI.
7. “Impoverishment has led many of the world’s
indigenous people to leave their communities, move to urban
areas, and find temporary jobs as laborers. Although absent
from home, many of these people maintain close links with
their communities, hold rights to ancestral lands, and provide
financial support for civil and cultural services”, DOWNING,
Theodore, MOLES, Jerry (2002), “World Bank denies indigenous
peoples’ right to prior informed consent”, Cultural survival
quarterly, Issue 25.4, January 3, 2002.
8. See for example HOROWITZ, D. (1985), Ethnic
groups in conflict, University of California Press,
Berkeley; SHERIF, M. (1966), Group conflict and cooperation:
their social psychology, Routledge & Kegan, London.
9. For these data, see CERNEA, Michael (2000),
“Risks, safeguards and reconstruction: a model for
population displacement and resettlement”, in CERNEA, Michael,
McDOWELL Christopher (eds) (2000), Risks and reconstruction:
experiences of resettlers and refugees, World Bank,
Washington DC.
10. Concerning the building of dams and resettlement
issues, see MANINDER, Gill (1999), “Dams and resettlement
as development: a case for building good practice”, Cultural
survival quarterly, Issue 23-3, October 1999.
11. ROBINSON W. Courtland (2003), “Risks and rights:
the causes, consequences, and challenges of development-induced
displacement”, The Brookings Institutions-SAIS Project on
Internal Displacement, p.11, quoting CERNEA, Michael (1999),
“Why economic analysis is essential to resettlement: a sociologist’s
view”, in CERNEA, Michael (ed) (1999), The economics
of involuntary resettlement: questions and challenges,
World Bank, Washington DC.
12. Ibid, pp.11-12.
13. The project concerns both Chad and Cameroon,
but we focus here mainly on the Cameroonian case.
14. The International Advisory Group is an independent
supervisory panel appointed in February 2001 by the World
Bank and the governments of Chad and Cameroon.
15. This measure also prevents powerful NGOs to
get involved too easily in World Bank projects.
Annex
Table 1: World Bank Inspection Panel : Complaints claiming the violation of the procedure related to indigenous peoples
| |
Country |
Project |
| 1 |
Brazil |
Rondônia
Natural Resources Management Project (1995) |
| 2 |
Chile |
Financing of Hydroelectric Dams in the Bío Bío
River (1995) |
| 3 |
Argentina/Paraguay |
Yacyretá
Hydroelectric Project (1996) |
| 4 |
Brazil |
Itaparica Resettlement and Irrigation Project (1997) |
| 5 |
India |
NTPC I Power Generation Project (1997) |
| 6 |
India |
Ecodevelopment
Project (1998) |
| 7 |
China |
Western
Poverty Reduction Project (1999) |
| 8 |
Ecuador |
Mining Development and Environmental Control Assistance Project (1999) |
| 9 |
Chad |
Petroleum Development and Pipeline Project, Management of the Petroleum
Economy Project, and Petroleum Sector Management Capacity
Building Project (2001) |
| 10 |
India |
Coal Sector Mitigation Project and Coal Sector Rehabilitation Project
(2001) |
| 11 |
Uganda |
Third Power Project, Fourth Power Project, and Proposed Bujugali
Hydropower Project (2001) |
| 12 |
Cameroon |
Petroleum Development and Pipeline Project, and Petroleum Environment
Capacity Enhancement Project (2002) |
| 13 |
Mexico |
Indigenous and Community Biodiversity Project (COINBIO) (2004) |
| 14 |
Colombia |
Cartagena Water Supply, Sewerage and Environmental Project (2004) |
| 15 |
Pakistan |
National
Drainage Program Project dates (2004) |
| 16 |
Cambodia |
Forest Concession Management and Control Pilot Project (2005) |
| 17 |
Democratic
Republic of Congo |
Transitional Support for Economic Recovery Credit and Emergency Economic
and Social Reunification Support Project (2005) |
| 18 |
Honduras |
Land
Administration Project (2006) |
References
ANDERSEN, Regine (2000), “How multilateral
assistance triggered the conflict in Rwanda”, Third world
quarterly, Vol. 21, n°3, June 2000, pp. 441-456.
ANGUITA MARIQUEO, Aldisson (2004), “Chilean
economic expansion and mega-development projects in Mapuche
territories”, in BLASER, Mario, FEIT, Harvey A., McRAE,
Glenn (2004), In the way of development: indigenous peoples,
life projects and globalization, Zed/CRDI.
ASTRAIN, Ricardo Salas (1996), “Les sciences sociales face
à l’univers religieux Mapuche », Social Compass,
Vol.43, n°3, pp. 367-390.
AYLWIN, José (2002), “The Ralco dam and
the pehuenche people in Chile: lessons from an ethno-environmental
conflict”, Paper presented at the Conference “Towards adaptive
conflict resolution: lessons from Canada and Chile”, Centre
for the study of global issue, University of British Columbia,
Vancouver, Canada, September 25-27, 2002.
BALAKRISHNAN, Rajogopal (2001), “The violence
of development”, Washington Post, August 9, 2001,
p.A19.
BARTOLOME, Leopoldo J. et al (2000), Displacement,
resettlement, rehabilitation, reparation and development,
Working paper, Thematic review 1.3, World Commission on
Dams.
BETTENCOURT B. Ann, HUME, Deborah (1999),
“The cognitive content of social-group identity: values,
emotions and relationships”, European Journal of social
psychology, n°29, pp.113-121.
BLASER, Mario (2004), “Life projects:
indigenous peoples’ agency and development”, in BLASER,
Mario, FEIT, Harvey A., McRAE, Glenn (eds), In the way
of development: indigenous peoples, life projects and globalization,
Zed/CRDI.
CERNEA, Michael (1995), “Social integration
and population displacement”, International social science
journal, Vol.143, n°1.
CERNEA, Michael (2000), “Risks, safeguards and
reconstruction : a model for population displacement
and resettlement”, in CERNEA, Michael, McDOWELL Christopher
(eds) (2000), Risks and reconstruction: experiences of
resettlers and refugees, World Bank, Washington DC.
COBO, J. Martinez (1983), Study on the Problem of Discrimination
Against Indigenous Populations: Final Report submitted by
the Special Rapporteur, Mr. Jose Martinez Cobo, E/CN.4/Sub.2/1983/21/Add. 8.
COLCHESTER, Marcus (2005), “Indigenous peoples’ power: global mobilization
scores dramatic gains, with many challenges ahead”, Multinational
monitor, July-August 2005, pp.15-18.
COMPLIANCE ADVISOR OMBUDSMAN (2003), “Assessment report: assessment
by the Office of the Compliance Advisor Ombudsman in relation
to a complaint filed against IFC’s investment in ENDESA
Pangue S.A.”, May 2003.
CORNIA, Giovanni , JOLLY, Richard, STEWART, Frances (1987), Adjustment with a human face, Oxford, Clarendon Press.
DIXON, John, DURRHEIM, Kevin (2000), “Displacing place-identity:
a discursive approach to locating self and other”, British
journal of social psychology, n°39, pp.27-44.
DOWNING,
Theodore, MOLES, Jerry (2002), “World Bank denies indigenous
peoples’ right to prior informed consent”, Cultural survival
quarterly, Issue 25.4, January 3, 2002.
ESCOBAR, Arturo (1995), Encountering
development: the making and unmaking of the third world,
Princeton University Press, Princeton.
ESMAN, Milton (1997), “Can foreign aid
moderate ethnic conflict ?”, Peaceworks, n°13,
March 1997.
ESTEVA, Gustavo (1992), “Development”,
in SACHS, Wolfgang (ed.) (1992), The development dictionary:
a guide to knowledge as power, Witwatersrand University
Press, Johannesburg.
FLETCHER, Robert (2001), “What are we
fighting for ? Rethinking resistance in a Pewenche
Community in Chile”, The Journal of Peasant Studies,
Vol.28, n°3, pp.36-67.
GASTEYER, Stephen P., BUTLER FLORA, Cornelia (2000), “Modernizing
the savage : colonization and perceptions of landscape
and lifescape”, Sociologia Ruralis, Vol.40, n°1,
January 2000, pp.128-149.
GURR, Ted Robert (1994), « Peoples
against states : ethnopolitical conflict and the changing
world system », International studies quarterly,
Vol.38, n°3, pp. 347-377.
HOROWITZ, Donald (1985), Ethnic groups
in conflict, University of California Press, Berkeley.
INSPECTION PANEL (2002), “Investigation Report: India, Coal Sector
Environmental and Social Mitigation Project (Credit No.
2862-IN)”, November 25, 2002.
INTERNATIONAL ADVISORY GROUP (2001), “Report of mission to Cameroon
and Chad, July 19-August 3, 2001”, September 28, 2001.
INTERNATIONAL ADVISORY GROUP (2005), “Report of Mission 10 to Chad and Cameroon,
September 25 to October 18, 2005”, November 24, 2005.
JOHNSTON, Barbara Rose, GARCIA-DOWNING,
Carmen (2004), « Hydroelectric development on the Bío-Bío
river, Chile: Anthropology and human rights advocacy”, in
BLASER, Mario, FEIT, Harvey A., McRAE, Glenn (2004), In
the way of development: indigenous peoples, life projects
and globalization, Zed/CRDI.
KREIDIE, Lina Haddad, MONROE, Kristen Renwick (2002), “Psychological
boundaries and ethnic conflict : how identity constrained
choice and worked to turn ordinary people into perpetrators
of ethnic violence during the Lebanese civil war”, International
journal of politics, culture and society, Vol.16, n°1,
Fall 2002, pp.5-36.
LAHIRI-DUTT, Kuntala, “Competing histories: voices of indigenous
communities in the coal mining region of Jharkhand, India”,
Human Geography Seminar Series, Research School of Pacific
and Indian studies, Australian National University.
MANINDER,
Gill (1999), “Dams and resettlement as development :
a case for building good practice”, Cultural survival
quarterly, Issue 23-3, October 1999.
MARTÍNEZ, Miguel Alfonso (2004), "Indigenous peoples and conflict
resolution", Working paper submitted by Mr. Miguel
Alfonso Martínez, Member of the Working Group on
Indigenous Populations, Sub-Commission on the Promotion
and Protection of Human Rights Working Group on Indigenous
Populations, Twenty-second session, 19-23 July 2004, E/CN.4/Sub.2/AC.4/2004/2, 5 July 2004 .
MINORITY REPORT GROUP (1998), The Adivasis of India, Minority Report Group International, London.
MURPHY, John (2000), “Where oil flows, future holds promise, threat Chad: a pipeline to the Cameroon
coast will change the lives of the hunters, farmers, fishermen
who dwell – for good or ill, they do not know”, The Baltimore
Sun, September 3, 2000.
MUSA, Tansa (1997), “Indigenous – Cameroon:
pygmies face challenge of integration”, IPS-Inter Press
Service, August 3, 1997.
MUSCAT, Robert (2002), Investing in
peace: how development aid can prevent or promote conflict,
M.E. Sharpe Inc., Armonk.
NESTI, Lorenzo (1999), Indigenous peoples’ right to land :
international standards and possible developments. The cultural
value of land and the link with the protection of the environment.
The perspective in the case of Mapuche-Pehuenche, European
Master’s degree in human rights and democratization, University
of Padua, 15 July 1999.
NESTI, Lorenzo (2002), « The Mapuche-Pehuenche and the Ralco
Dam on the Biobío River: the challenge of protecting indigenous
land rights », International Journal on Minority
and Group Rights,n°9, pp.1-40.
NGOUN, Jacques (1999), “Pygmies and industrial
logging : the case of Bagyeli of Southern Cameroon”,
Paper presented at the International Conference on Forest
Ecosystems and Development in the South and East of Cameroun,
Yaoundé, 16-17 February 1999.
NGUIFFO, Samuel (2002), « Traversing peoples lives : how
the World Bank finances community disruption in Cameroon”,
Center for Environment and Development
/ FoE Cameroon, edited by Johan Frijns, Friends of the Earth
International.
OMVEDT, Gail (2000), « Call us Adivasis,
please », The Hindu, Special issue with the
Sunday Magazine, July 16, 2000.
MOSLEY,
Paul (1992), “Structural adjustment: a general overview,
1980-1989”, J-M Fontaine (ed), Foreign trade reforms
and development strategy,
London, New York, Routledge.
PEARSON, Frederic S. (2001), “Dimensions
of conflict resolution in ethnopolitical disputes”, Journal
of peace research, Vol.38, n°3, pp.275-287.
PERKINS, Sarah (2004), “Socio-environmental impact of Chad-Cameroon
pipeline project”, Paper, The Canadian Great Ape Alliance,
www.great-apes.com/papers/cameroon_pipeline1.htm
PLANET SURVEY, CENTRE FOR ENVIRONMENT
AND DEVELOPMENT (2003), “Report on the study carried amongst
the Bagyeli communities living along the pipeline route”,
February-March 2003, http://www.forestpeoples.org
REED, David (1996), Structural adjustment , the environment, and sustainable development,
London, Earthscan.
RIST,
Gilbert (2001), “L’invention du développement”, L’écologiste,
Vol.2, No.4, Hiver 2001, Numéro spécial, pp.19-22.
ROBINSON,
W. Courtland (2003), “Risks and rights: the causes, consequences,
and challenges of development-induced displacement”, The
Brookings Institutions-SAIS Project on Internal Displacement.
ROKEACH,
Milton (1973), The nature of human values, New York,
Free Press.
SCHULTE-TENCKHOFF, Isabelle (1997), La question des
peuples autochtones, Bruyant-Bruxelles L.G.D.J. Paris,
Collection Axes Savoir.
SCHULTE-TENCKHOFF,
Isabelle, HORNER, Stephen (1995), « Le bon sauvage,
nouvelle donne», in SABELLI, Fabrizio (ed), Ecologie
contre nature : développement et politiques d’ingérence,
Nouveaux Cahiers de l’IUED, Genève, PUF, Paris, pp.21-39.
SHERIF,
Muzafer (1966), Group conflict and cooperation: their
social psychology, Routledge & Kegan, London.
STOREY, Andy (1999), “Economics and ethnic
conflict: structural adjustment in Rwanda”, Development
policy review, Vol. 17, pp. 43-63.
TETCHIADA, Sylvestre (2005), « Rights :
for Cameroon’s pygmies, the outside world is way, way out »,
IPS-Inter Press Service, May 4, 2005.
TRUMAN, Harry (1949), “President Truman's
Inaugural Address”, January 20, 1949, in Public Papers
of the Presidents of the United States: Harry S. Truman,
US Government printing office, Washington, D.C., 1964.
UVIN, Peter (1998), Aiding violence:
the development enterprise in Rwanda, West Hartford, CT, Kumarian Press.
WORLD BANK (1995), Participation
and indigenous peoples, Note 08, June 1995.
WORLD BANK (1999), Role of indigenous
peoples in the next Millennium: World Bank policies and
programmes, Statement delivered by Alfredo Sfeir-Younis,
Special representative to the United Nations, United Nations,
ECOSOC, Geneva, July 28, 1999.
WORLD BANK (1994), “Operating procedures of the Inspection
Panel”, August 1994, SHIHATA, I F I (2000), The World
Bank Inspection Panel: in practice, Washington: The
World Bank.
ZOGNONG, Dieudonné (2000), “Profils anthropologiques des
Pygmées”, Africa Governance Alert, http://www.hri.ca/partners/aga/publication/cirepe2/pdg12.shtml.